This article provides a high-level overview of how the SEC enforces the federal securities laws and the rules thereunder, and the enforcement and litigation risks presented by the rulemaking package.
Leveraging our massive blind pooled data set, the RIA Pulse report provides timely insights into advisors’ investment activities, risk appetite, and other key trends. This free report delivers weekly value insights straight to advisors’ email to help them manage their business and investments.
This article provides a high-level summary of the rulemaking package and explores its implications for registered investment advisors and dual registrants.
State of the RIA Market: Special Focus on the Investor/Advisor Relationship and Advisor Technology Stack
As a valued Envestnet Institute user, we are delighted to share with you our latest report on the State of the RIA Market.
This advisor presentation will help you learn more about the financial power women are wielding today—and how their power is expected to grow in the future. As women gain more financial responsibility, your practice needs to be ready to serve their needs. Explore new ways to position your practice for this future growth opportunity.
Envestnet outlines three key reasons why investors who work with professional financial advisors can increase the probability of achieving their goals more than do-it-yourself investors.
The Envestnet Institute glossary provides key wealth management terms and definitions for clients and those new to the industry.
Consumers want intuitive solutions that provide a holistic view of their accounts, while also providing financial guidance. To meet these growing expectations, data aggregation has evolved to empower financial service providers with apps and APIs to provide actionable guidance.
Beyond the ultimate fate of the Fiduciary Rule, the industry faces a crucial crossroad: pursue a business model that responds to the digital, demographic and economic pressures reshaping it, or breathe a sigh of relief and return to business as usual?
Financial institutions (FIs) and wealth management firms need to be focused on analytics for good reason: Data analytics provide the deep level of business intelligence that firms require to identify the largest growth opportunities as well as their biggest risks.
Remind your clients of the value you add and the actors you consider when it comes to the tax management of their portfolios outside of tax loss harvesting.